Ownership, licensing and authority
Record a written assignment of identified marks and goods or services, then support the assignee's Form TM-P request to be registered as proprietor.
Legal references checked:
How a trademark assignment is made and recorded
A registered trade mark can be assigned with or without goodwill, for all or some of its goods or services, subject to Sections 40 to 44 (Section 38); the assignment must be in writing (Section 2(1)(b)). The assignee applies on Form TM-P to register its title (Section 45 and Rule 75), filing a duly certified copy of the deed and a statement of case (Rule 76). Do not delay recordal: under Section 45(4), until the application to register title is filed, the assignment is ineffective against a person who acquires a conflicting interest in the registered mark without knowing of the assignment. An assignment without goodwill of a used mark takes effect only if the assignee applies for the Registrar's directions within the Section 42 period and advertises it as directed.
Filing period and procedure
Section 45 sets no fixed period for the title request, but Section 42 does: for an assignment without goodwill of a used mark, the assignee must apply on Form TM-P for advertisement directions within six months of the assignment, or within an extension of not more than three months in all that the Registrar allows (Rule 80), and a Section 40(2) certificate or Section 41 approval protects the assignment only if title is applied for within six months of it. File the title request on Form TM-P with the prescribed fee, a duly certified copy of the deed and the statement of case (Rule 76); under Rule 76(2) the Registrar is ordinarily to dispose of it within three months.
Before you prepare the draft
Facts to confirm
- Registered proprietor, number, class, specification and status of each mark, as on the register
- Whether the assignment covers all or only some goods or services, and whether goodwill passes
- Whether each mark has been used, and any associated, similar or retained marks
- Existing licences, registered users, security interests and pending proceedings
- Signatories' authority, effective date, consideration and any payment to be sent outside India
Evidence to keep ready
- Signed and stamped deed, with a duly certified copy for filing
- Current register extracts for each mark, dated when checked
- Board resolution, partnership authority or LLP authorisation for each signatory
- Section 42 directions and proof of advertisement, where the assignment is without goodwill
- The Registrar's Section 40(2) certificate or Section 41 approval, if one was obtained
Editable draft framework
Replace every [placeholder] and delete optional paragraphs that your facts do not support. You can edit the text below before copying it, or select it and use Ctrl+C or Command+C.
Check before filing
Match the assignor's name and address to the register exactly; if they have changed, record the change first or explain the link. Associated marks can be assigned only as a whole (Section 44), and a certification mark needs the Registrar's consent (Section 43). An assignment may be invalid under Section 40 if it leaves identical or nearly resembling marks with different owners for the same goods or services, goods or services of the same description, or associated goods or services, where use would be likely to deceive or cause confusion; Section 41 deals with exclusive rights split between places in India. The Registrar's Section 40(2) certificate or Section 41 approval (sought on Form TM-P under Rule 83 by a proprietor who proposes to assign, so apply before signing) protects the assignment only if title is applied for within six months of it. Under the Explanation to Section 42, assigning a mark for some goods or services with the goodwill of the business in those goods or services only, or an export mark with the goodwill of the export business only, is not an assignment without goodwill. Where only some goods or services are assigned, describe the split precisely; Rule 82 treats the resulting registrations in different names as separate registrations.
Stamp the deed under the applicable state stamp law before filing: if the Registrar considers an instrument produced as proof of title not properly or sufficiently stamped, Rule 78 requires it to be impounded and dealt with under Chapter IV of the Indian Stamp Act, 1899, and the Registrar may call for further proof of title where there is reasonable doubt (Rule 77). If the parties dispute the validity of the assignment, the Registrar may refuse to register it until a competent court decides (proviso to Section 45(1)). Section 45 and Rule 75 speak of a registered trade mark; for pending applications, check the Registry's current practice for recording a change of applicant. After recordal, update the address for service and the agent's authorisation.
This is an original drafting framework, not an official statutory form or an assurance of acceptance. Match the notice, application, evidence and service dates; use the prescribed form and complete the applicable filing, service and execution requirements.
Relevant law and official sources
- Trade Marks Act, 1999: Section 2(1)(b) (assignment must be in writing) and Section 2(1)(zc) (transmission)
- Trade Marks Act, 1999: Sections 37, 38 and 39 (power to assign; registered and unregistered marks, with or without goodwill)
- Trade Marks Act, 1999: Sections 40, 41, 43 and 44 (restrictions on assignment; certification and associated marks)
- Trade Marks Act, 1999: Section 42 (assignment without goodwill: directions and advertisement)
- Trade Marks Act, 1999: Section 45 (registration of title; effect of an unrecorded instrument)
- Trade Marks Rules, 2017: Rules 75 and 76 (Form TM-P; certified copy of the deed and statement of case)
- Trade Marks Rules, 2017: Rules 77 to 84 (proof of title, impounding, remittances, Section 42 directions, assignment without goodwill, separate registrations, Section 40/41 certificates, register entries)
Trade Marks Act, 1999 — India Code
Trade Marks Rules, 2017 — IP India